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Regulation NMS
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#	Item
761	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-04 16:28:05 Financial regulation Economy of the United States Securities Exchange Act United States Regulation NMS NASDAQ U.S. Securities and Exchange Commission United States Securities and Exchange Commission United States securities law 73rd United States Congress
762	SR-CHX[removed]Page 73 of 79 Exhibit 5 Additions are underlined; deleted text is [in brackets] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-11 14:35:27 Self-regulatory organizations Chicago Stock Exchange Business Financial markets Order Regulation NMS Finance Uptick rule Short Stock market Financial economics Investment
763	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-13 12:47:22 Financial economics Financial regulation Securities Exchange Act Stock market Investment Regulation NMS U.S. Securities and Exchange Commission Federal Rules of Civil Procedure Order United States Securities and Exchange Commission United States securities law 73rd United States Congress
764	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]October 2, 2007 Joint Industry Plan; Notice of Filing of Joint Amendment No. 24 to the Plan for the Purpose of Creating and Operating an Intermark Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 16:45:24 Regulation NMS Securities Exchange Act International Securities Exchange Chicago Board Options Exchange U.S. Securities and Exchange Commission Economy of the United States NYSE Arca Financial regulation Financial economics United States Securities and Exchange Commission United States securities law 73rd United States Congress
765	Notice of Filing of Proposed Rule Change to Add to and Amend its Rules Regarding the Obligations of Institutional Brokers Registered with the Exchange Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-19 11:17:35 Self-regulatory organizations Chicago Stock Exchange Investment Financial system Securities Exchange Act Floor broker Futures contract Broker Regulation NMS United States Securities and Exchange Commission Financial economics Financial markets
766	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-22 09:13:01 Financial economics Self-regulatory organizations United States securities law Financial system NYSE Arca International Securities Exchange Securities Exchange Act NASDAQ Regulation NMS Economy of the United States United States Securities and Exchange Commission Financial markets
767	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-14 16:16:57 Finance Self-regulatory organizations United States Securities and Exchange Commission Chicago Stock Exchange Stock market Regulation NMS Securities Exchange Act Order Algorithmic trading Financial economics Financial markets Investment
768	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-26 10:02:28 United States securities law Self-regulatory organizations Financial economics Business NYSE Arca New York Stock Exchange Securities Exchange Act Euronext Regulation NMS NYSE Euronext Economy of the United States United States Securities and Exchange Commission
769	Notice of Filing of Proposed Rule Change Modifying the NYSE Arca Realtime Reference Prices Service Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-15 09:18:25 Self-regulatory organizations Financial economics NYSE Arca Market data New York Stock Exchange Economy of the United States Securities Exchange Act Regulation NMS Investment United States Securities and Exchange Commission United States securities law Financial markets
770	SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No[removed]February 5, 2009 Joint Industry Plan; Order Approving Amendment to Add the BATS Exchange, Inc. as Participant to National Market System Plan Estab Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-06 10:32:38 Economy of the United States 73rd United States Congress Financial markets Financial regulation Financial economics Securities Exchange Act Regulation NMS National market system plan Chicago Stock Exchange United States securities law United States Securities and Exchange Commission Self-regulatory organizations

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